Temple Associates
Advice for Fund Managers, Securities and Banking Firms
Showing posts with label
Regulation
.
Show all posts
Showing posts with label
Regulation
.
Show all posts
6 Dec 2022
More flexible Working Rights - but how much is too much?
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News that UK employees are to be 'given' more flexible working rights may sound good news, but the question is: How much, and how mu...
6 Dec 2017
Bitcoin: Regulators wash their hands - too long for some?
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While some are supposed to have become rich due to the wonders of the digital "currency" hype one should remember that this is a g...
1 Dec 2017
Bitcoins: The drumbeat goes on
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The drumbeat goes on, any number of self-appointed 'experts' push bitcoin etal, still not clear what 'value' it has or pro...
31 Oct 2017
MIFID: Now the Tax Man wants to have his cut
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Just when you thought the 1000+ pages MIFID nonsense could not get any worse this news hits the wire. Could it be that it was all along the ...
5 Oct 2017
Bitcoin: What is the Value of Hot Air?
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Let self-interested promoters and their acolytes in the Media invest their hard-earned savings in a bit of (hot) air, or better: some digits...
8 Sept 2017
Top Execs sell stock before bad company news breaks
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When well-paid (overpaid?) top executives behave like this one should not wonder that Capitalism and the Market System increasingly lose pub...
30 Aug 2017
Russia To Ban Cryptocurrency Sales To "Ordinary People"
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Rightly so, time our often over-reaching regulators wake up to this charade, and please don't call these 'Coins' a 'Currency...
22 Aug 2017
Bitcoin Hype - Regulators asleep or afraid
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Given the thousands of pages of detailed regulation that has been produced in all major industrial countries one has to wonder why the Regul...
7 Jul 2017
EU Regulators Take Aim At London's Asset-Management Industry
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No surprise there, EU is basically a protectionist racket, dominated by socialist parties and lobbies, where even pseudo right wing parties ...
12 Jun 2017
Outsourcing without limits?
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Should national and supranational regulation allow the unconstrained outsourcing of vital enterprise functions? Information Technology is no...
19 May 2017
Slap on the Wrist for Omega's Cooperman
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Can one call a $5 million fine significant given that Cooperman is a certified billionaire? Slap on the wrist would be more appropriate. And...
10 May 2017
Regulation: Race to the bottom?
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If rules are interpreted so 'flexibly' in the USA it will be interesting to see how 'Europe' reacts (if the sleepy bureaucra...
1 May 2017
Compliance hiring at fever-pitch!
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My (pessimistic) prognosis of 'One Compliance Kommissar behind every productive Staffer' is soon (already?) sad reality. Wish the s...
26 Apr 2017
EU markets rules are the 'worst piece of legislation'
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No surprise! Anyone who ever had to read through the garbage produced by the FSA, FCA, Bafin etc would heartily agree. At least Brexit will ...
8 Apr 2017
BOE's Carney urges banks to prepare for all potential outcomes
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OK, so what about WW3, Meteor impact? All these events COULD happen, more work for the jobsworths in the ever-expanding regulatory realm. ...
29 Nov 2016
FCA Interim Report on Fund Management
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It is always reassuring that the cast of thousands employed in the recently-established regulatory silos are put to good use. Even if it is ...
16 Sept 2016
Brexit - Impact on London Financial Centre
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Merchants of doom are let loose by the result of the Out side winning the EU Referendum in the UK. All sorts of comments are made by object...
25 May 2016
BHS Pension Fund Debacle
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Yesterday's headline read Green 'missed five chances to save BHS pension fund.' But the article missed the possibility that Phi...
13 May 2016
Commodity Trading - A Mystery
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While this news item illustrates the extraordinary influence the - mostly Switzerland-based - Commodity Trading firms have in the markets t...
11 Apr 2016
Why Europe's Banks don't have enough Capital
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Interesting contribution from the Head of Research at BIS. But when the incompetents in Politics and Regulation have the UK banks pay £45 ...
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